Threshold
18% Tier 1
Limit rule
Current usage
19.4%
Breach
Owner
Market Risk
Risk checker
Escalation
Pending
Treasury Head
Operator Workbench
The screen starts with the bank decision, owner, blocker, and next handoff.
Route/limits/nop-tier1
Risk control / Treasury head
Primary decisionCan the NOP breach be acknowledged and routed with evidence?
Owner: Market Risk
Current blockerUsage is above threshold and needs risk checker acknowledgement.
Approvals and evidence control the next step.
Next actionRecord breach note and route to Treasury Head.
Acknowledge Breach
Breach History
Breach detail supports audit and escalation.
| Time | Metric | Threshold | Usage | Owner | Status |
|---|---|---|---|---|---|
| 09:30 | NOP ratio | 18% Tier 1 | 17.8% | Market Risk | Within threshold |
| 12:30 | NOP ratio | 18% Tier 1 | 18.9% | Market Risk | Breach |
| EOD | NOP ratio | 18% Tier 1 | 19.4% | Market Risk | Acknowledgement pending |
Breach Acknowledgement Drawer
Configuration and approval controls stay visible beside the workpaper flow.
| Field | Value | Evidence / action |
|---|---|---|
| Reason | USD net position movement | Required |
| Owner | Market Risk | Required |
| Decision | Acknowledge / escalate | Checker only |
Required Inputs
Bank-provided inputs needed before this workspace can support official calculation evidence.
| Data requirement | Configuration status | Owner | Next action |
|---|---|---|---|
| Limit rule | Evidence needed | Bank data owner | Provide source extract or policy reference |
| Tier 1 capital | Evidence needed | Bank data owner | Provide source extract or policy reference |
| NOP calculation source | Evidence needed | Bank data owner | Provide source extract or policy reference |
| Checker note | Evidence needed | Bank data owner | Provide source extract or policy reference |
| Escalation route | Evidence needed | Bank data owner | Provide source extract or policy reference |
Operational States
The same screen accounts for empty, loading, blocked, validation, and approval states.
Loading stateSource checks runningLarge extracts stay in review until hash, row count, and schema validation finish.
Empty stateNo approved source rowsThe workspace shows required inputs and owner handoff instead of empty charts.
Blocked stateEvidence or approval missingOfficial output stays unavailable until the blocker is cleared by the owner.