Treasury Risk Control Room

/control-room · Treasury, Risk, ALCO, Finance Control

Data readiness: in reviewCalculation readiness: pendingEvidence needed

Control Room workpaper

BestBank S.C · Mar 31, 2026 · ETB millions · Official baseline columns remain unchanged.

Module	Data readiness	Calculation readiness	Evidence	Owner	Next action
ALM / Liquidity	Ready	Pending approval	Evidence needed	Treasury ALM	Review maturity gap
Credit Risk	Ready	Ready	Blocked	Credit Risk	Attach CRM evidence
Reg Reporting	Ready	Pending	3 blockers	Reporting	Open blockers

Official Export

Blocked

Official export status

Open Blockers

Owner actions pending

Stress Breaches

3 pending

ALCO review needed

Liquidity Status

Breach review

Stressed ALM gap

Capital Status

Evidence needed

Rule reference pending

FX/NOP Status

Within limit

Monitoring continues

Current Cycle

Mar 31, 2026

NBE prudential cycle

Today's Decisions / Next Actions

Priority actions for the current prudential cycle before ALCO and submission review.

Decision	Blocker	Owner	Due	Next action
Review stressed ALM gap breach	Board view needs stressed liquidity context	Treasury ALM	Today 15:00	Open ALM workpaper
Attach credit rule evidence	Private-sector loan row needs directive evidence	Credit Risk	Today 16:00	Attach evidence
Complete baseline approval	Maker-checker approval pending	Regulatory Reporting	Today 17:00	Submit review
Prepare internal workpaper pack	Workpaper comments need closure	Finance Control	Before ALCO	Prepare pack

Workflow Timeline

Current-cycle workflow from source intake through controlled official export gate.

1Data IntakeReady

Data Operations

Monitor EOD intake

2MappingWarning

Finance Control

Resolve rejected row

3CalculationsReview

Risk / Finance

Confirm rule evidence

4WorkpapersReview

Treasury / Risk

Close comments

5StressAnalysis only

Risk Analytics

Review breaches

6RecoveryReview

ALCO Secretariat

Confirm available actions

7ExportOFFICIAL_BLOCKED

Regulatory Reporting

Clear blockers

Module Status Grid

Grouped readiness view for data, calculations, evidence, owners, and next action.

Data & Reporting

Data Harmonizer

Normalize source snapshots into controlled contracts.

Data readiness: Feeds identified

Calculation readiness: Not applicable

Evidence status: Validation warning on legacy schedule

Owner: Data Operations

Next action: Resolve failed row triage

Regulatory Reporting

Control templates, export evidence, and official gate status.

Data readiness: Template registry loaded

Calculation readiness: Internal workpaper available

Evidence status: OFFICIAL_BLOCKED

Owner: Regulatory Reporting

Next action: Clear export blockers

Country Packs

Manage country templates, rule calendars, evidence, and reporting configuration.

Data readiness: Ethiopia / NBE active

Calculation readiness: Country-specific configuration required

Evidence status: Rule and calendar evidence needed

Owner: Regulatory Reporting

Next action: Attach reporting calendar evidence

Multi-Entity

Prepare entity, branch, currency, and consolidation readiness across the group.

Data readiness: Entity hierarchy required

Calculation readiness: Configuration required

Evidence status: Elimination and ownership evidence needed

Owner: Finance Control

Next action: Confirm entity hierarchy and period ownership

Prudential Risk

Capital Components

Review CET1, AT1, Tier 2, deductions, and eligible capital base.

Data readiness: GL and adjustment schedules loaded

Calculation readiness: Template workpaper ready

Evidence status: Rule evidence needed

Owner: Regulatory Reporting

Next action: Attach final directive evidence

Credit Risk

Review on-balance and off-balance RWA workpapers.

Data readiness: Core and GL feeds loaded

Calculation readiness: Workpaper ready

Evidence status: TODO_REGULATORY_REFERENCE

Owner: Credit Risk

Next action: Close row-level blocker C31

Market / FX

Review NOP, ETB equivalents, and FX shock context.

Data readiness: Rates and balances loaded

Calculation readiness: Internal workpaper ready

Evidence status: Export cell map needed

Owner: Treasury Markets

Next action: Complete FX template mapping

Operational Risk

Review operational risk source schedules, capital requirement, and evidence.

Data readiness: P&L schedules loaded

Calculation readiness: Template workpaper ready

Evidence status: Operational directive evidence needed

Owner: Operational Risk

Next action: Attach operational risk source evidence

LCR / NSFR

Liquidity ratio preparation and structural funding readiness.

Data readiness: Data requirements defined

Calculation readiness: Configuration required

Evidence status: Evidence needed

Owner: Liquidity Risk

Next action: Collect HQLA and maturity attributes

IRRBB

Interest-rate risk readiness across NII and EVE views.

Data readiness: Data requirements defined

Calculation readiness: Configuration required

Evidence status: Assumptions needed

Owner: Market Risk

Next action: Map products to rate curves

Climate Risk

Prepare climate scenario data, sector mapping, exposure evidence, and governance review.

Data readiness: Sector and collateral attributes required

Calculation readiness: Configuration required

Evidence status: Scenario evidence needed

Owner: Risk Analytics

Next action: Collect sector, collateral, and scenario policy inputs

Treasury & ALM

ALM / Liquidity

Track maturity gap, funding concentration, and liquidity ladder.

Data readiness: Partial cashflow inputs

Calculation readiness: Virtual workpaper

Evidence status: ALM_TEMPLATE_NOT_CONFIGURED

Owner: Treasury ALM

Next action: Configure formal ALM template

Behavioral ALM

Deposit behavior and prepayment assumption readiness.

Data readiness: History required

Calculation readiness: Configuration required

Evidence status: Backtesting evidence needed

Owner: Balance Sheet Management

Next action: Collect 3-5 years of balances

FTP / Profitability

Prepare matched-term transfer pricing and profitability views.

Data readiness: Hierarchy and curves needed

Calculation readiness: Configuration required

Evidence status: Cost allocation evidence needed

Owner: Finance Strategy

Next action: Agree FTP curve setup

Intraday Liquidity

Monitor payment readiness, nostro evidence, and liquidity operations handoff.

Data readiness: Payment and nostro feeds required

Calculation readiness: Configuration required

Evidence status: Cutoff and account evidence needed

Owner: Treasury Operations

Next action: Confirm payment feeds and nostro source ownership

Stress

Run row-linked management analysis outside official exports.

Data readiness: Selected levers connected

Calculation readiness: Analysis only

Evidence status: STRESS_ANALYSIS_ONLY

Owner: Risk Analytics

Next action: Resolve missing operational source data

Recovery

Review triggers and available recovery actions.

Data readiness: Trigger evidence visible

Calculation readiness: Partial impact evidence

Evidence status: IMPACT_NOT_COMPUTED

Owner: Treasury / ALCO

Next action: Attach approval evidence

TMS

Prepare deal lifecycle control and maker-checker workflow.

Data readiness: Data requirements defined

Calculation readiness: Workflow configuration required

Evidence status: Limit evidence needed

Owner: Treasury Operations

Next action: Define front-office and back-office states

Governance & Intelligence

Reconciliation

Compare source files and confirm unmatched rows.

Data readiness: Control files identified

Calculation readiness: Matching rules needed

Evidence status: Manual adjustment policy needed

Owner: Finance Control

Next action: Load File A and File B samples

GRC

Track resilience, issues, KRIs, and action plans.

Data readiness: Registers required

Calculation readiness: Not applicable

Evidence status: Owner evidence needed

Owner: Operational Risk

Next action: Import incident and RCSA registers

Admin / Governance

Control users, roles, maker-checker policies, rule evidence, cell maps, and audit trail.

Data readiness: User and rule sources required

Calculation readiness: Not applicable

Evidence status: Approval policy evidence needed

Owner: Admin / Governance

Next action: Define maker-checker policy and rule evidence ownership

Analytics

Explain variances using verified lineage and evidence links.

Data readiness: Lineage source required

Calculation readiness: Official ratio calculation controlled by verified lineage

Evidence status: Guardrails active

Owner: CFO Office

Next action: Connect approved evidence links

Real-Time Alerts

Route threshold, approval, and operational alerts to responsible owners.

Data readiness: Alert sources identified

Calculation readiness: Rule configuration required

Evidence status: Escalation evidence needed

Owner: Risk Control

Next action: Configure alert thresholds and acknowledgement owners

Current Cycle Work Queue

A bank-user queue for blockers, owners, evidence, and next action.

Priority	Workstream	Blocker	Owner	Role	Next action	Due
High	Export evidence	Official export blocked until approved rules, approved maps, lineage, evidence, and baseline pass.	Regulatory Reporting	Regulatory reporting	Clear export validation packet	Today
High	Credit risk workpaper	Private sector loan row C31 still needs regulatory reference evidence.	Credit Risk	Risk team	Attach directive evidence or raise exception	Today
Medium	Data intake	Manual operational-loss schedule has one failed source row.	Finance Control	Finance control	Attach source row or waive with comment	Next EOD
Medium	ALM liquidity	Formal ALM template is not configured; liquidity ladder remains virtual.	Treasury ALM	Treasury team	Confirm required ALM template and data contract	Before ALCO
Low	Internal audit	Approvals and comments are present but not signed off for official export.	Internal Audit	Internal audit	Review lineage and approval trail	Before submission

Role Lanes

Each bank team sees the workstream it owns and the handoff it must produce.

Role	Focus	Primary screen	Handoff
Treasury team	Liquidity ladder, FX position, recovery actions	ALM / Liquidity	ALCO pack and recovery options
Risk team	Credit RWA, market/FX limits, stress overlay	Credit Risk	Evidence-backed workpaper rows
Finance control	GL tie-out, source rows, reconciliation breaks	Data Harmonizer	Clean source snapshots and mappings
Regulatory reporting	Templates, export evidence, official blockers	Regulatory Reporting	Blocked official export packet
Compliance / audit	Approvals, comments, lineage, exceptions	Exceptions	Maker-checker and evidence trail

Owner / Action Assignment Modal

Maker-checker assignment pattern for unresolved owner actions.

Assign owner and next action

Route unresolved blockers to the responsible bank owner with required evidence and approval context.

Field	Value	Status
Request	Assign owner and next action	Ready
Owner	Credit Risk	Evidence needed
Due	Today 16:00	Approval pending

Reporting Cycle Registry

Template outputs are generated from contracts, assumptions, cashflows, calculations, lineage, and evidence.

Cycle	Entity	As Of	Currency	Workpaper Status	Status	Open
NBE-2026-03-31	BestBank S.C	Mar 31, 2026	ETB	Current prudential cycle	draft_with_blockers	Open

Current Cycle States

Operational states for the current reporting cycle.

No secondary cycleNo secondary runAdditional periods appear here after source intake and validation.

EOD intake pendingEOD intake pendingLarge source files show as loading before validation and hash evidence complete.

Workpaper statusInternal workpaper reviewCurrent-cycle evidence is available for maker-checker review.

OFFICIAL_BLOCKEDSubmission blockedOfficial output stays disabled until rules, mappings, lineage, and evidence pass.